Broking the product in accordance with established market practice and in compliance with all relevant laws and regulations.
Gaining a full understanding and working within internal compliance and other policies and procedures, including specific desk procedures. Maintaining this knowledge as policies and procedures evolve.
Complete all assigned training and policy attestations in a timely manner.
Calculating dealing prices in accordance with the Company’s pricing policy.
Recording all brokerage deals in accordance with the Company’s settlements and Operations requirements.
Raising the profile of the desk.
Maintain fitness and propriety to become and/or continue to be an approved person with the FCA’s approved persons regime, if required.
Attend and contribute in all team meetings as required by the desk head or other manager.