Branch Compliance Senior Manager (Melville, NY - HYBRID) ( 260000AT )
**Primary Location** : UNITED STATES-NY-Melville
**Organization** : Equitable
**Schedule** : Full-time
**About the Role**
At Equitable, we help clients secure their financial well-being so they can pursue long and fulfilling lives- a mission we’ve honed since 1859.
Equitable is looking for a dynamic Branch Compliance Senior Manager to join our Branch Compliance team! Our Greater NY-CT Complex is seeking a highly-motivated Compliance professional with the ability to work independently to join our Long Island Branch Controls team. This is a vital role supporting ~700 Financial Advisors that reports up to the branch’s Chief of Controls.
**What You’ll Be Doing**
+ Provide compliance support to Complex Controls Chief for the Greater New York Complex
+ Review and investigate actions that trigger flags in various review systems
+ Conduct annual financial advisor compliance interviews/audits, in...