Position Overview
The role is responsible for ensuring the integrity, fairness, and orderly functioning of the market through robust admission requirements and ongoing supervision. The incumbent will contribute to the development and implementation of regulatory frameworks, conduct monitoring and investigations, and liaise with internal and external stakeholders.
Your key responsibilities include:
1. Exchange Member/ Depository Agent Admission & Onboarding
- Review applications for exchange membership and registration of depository agents, including corporate structure, financial soundness, governance, operational readiness, and compliance capabilities.
- Prepare recommendation papers and approval memoranda for internal committees.
- Coordinate admission conditions, post‑approval requirements, and onboarding activities with applicants and internal stakeholders.
2. Member Supervision & Ongoing Oversight