Fantastic and rare Control Room Compliance opportunity with a reputable and forward looking buy side organisation based in Singapore. It is a 1 year contract role. NO WORK VISA SPONSORSHIP IS PROVIDED!
Main responsibilities : -
Performs all aspects of the daily operations of the Control Room, including but not limited to reviewing insider lists, wall crossings, advising on the assessment of material non-public information, imposing dealing restrictions and approving requests for personal investments by staff. Work closely with the Technology Group and their vendors to enhance their existing systems to ensure that their controls remain robust and effective. Monitor and identify changes in investment/trading and operational activities and global regulatory developments that justify an update to existing policies or the development of new processes to ensure that Information Barrier and Personal Investments Policies remain updated and effective. Conduct periodic policy and process r...