The Audit Response Specialist is responsible for ensuring that the organization adheres to all relevant regulatory requirements and internal policies when dealing with customers. This role involves answering vendor inquiries regarding customer compliance, conducting compliance reviews, and providing support to ensure that all customer interactions and transactions meet legal and regulatory standards.


Key Responsibilities:

+ Compliance Verification and Review:


+ Review and verify customer documentation to ensure compliance with regulatory standards.

+ Conduct regular compliance audits of customer interactions and transactions.

+ Ensure customer data and activities comply with internal policies and external regulations.


Vendor Interaction and Support:


+ Answer inquiries from vendors regarding customer compliance and due diligence.

+ Provide necessary documentation and information to vendors to facil...