Elevate your career with our client, an independent Canadian investment firm, as an Associate Vice President of Compliance. Drive the compliance control framework and monitoring programs in a dynamic environment.
This role is an essential part of the compliance function, reporting directly to the Chief Compliance Officer. The Associate Vice President will enhance compliance controls, conduct risk assessments, and evolve governance structures as the firm scales. Ideal candidates will thrive in a fast-paced setting and possess strong analytical and practical skills.
Key Responsibilities:
• Develop and enhance compliance control frameworks
• Conduct risk assessments and control testing
• Oversee monitoring and surveillance programs
• Implement process improvements and scalable controls
• Engage with stakeholders and report to senior management
Requirements:
• Experience in asset management or financial services
• Background in compliance, governance, or risk ...