Position Overview
Position Overview
Title in the contract: Specialist, Shareholder Services – Regulatory Analysis and Reporting Representative.
Location: Manchester.
Responsibilities
- Adherence to all reporting policies, procedures, and controls to ensure the timely, complete and accurate submission of our trade and transactional data.
- Monitoring of exception queues, ensuring all items are investigated, data cleansed and where required resubmitted to the Regulators by end of day.
- Act as point of contact for our clients, taking ownership of client queries or data requests relating to regulatory submissions we make on their behalf.
- Timely escalation of issues identified in the daily process. Working with internal stakeholders in the collation of data to report any potential breaches and to remediate reporting issues.
Qualifications
- Educated to degree level or equivalent.
- Knowledge & exper...