Step into the Asset Management Compliance Officer role at CIBC in Toronto. Lead compliance efforts in investments and trade operations with a flexible hybrid working environment.
As part of the CBWMC team, you’ll ensure compliance with laws governing CIBC Asset Management activities. Reporting to the Director, you will provide timely advice, conduct compliance reviews, and assess regulatory compliance with investment practices.
Key Responsibilities:
• Ensure adherence to regulatory requirements
• Provide proactive advice to leadership on compliance
• Create and implement regulatory compliance testing frameworks
• Monitor industry trends and suggest improvements
• Collaborate to achieve compliance-focused outcomes
Requirements:
• Proven experience in compliance or legal roles
• Bachelor’s Degree required; CSC designation preferred
• Familiarity with wealth management regulations
• Strong analytical and investigative capabilities
• Proficient in com...